Dawn Bennett SEC fraud charges
Tag Archive

• Dawn Bennett’s Former Associate Barred from Securities Industry

  

  January 21, 2018 Comments (0) Current Investigations, Securities Fraud

  FINRA Bars Bradley Mascho, former CEO of DJB Holdings According to the Financial Industry Regulatory Authority (FINRA) on January 12, the regulator has reportedly barred Bradley Mascho for refusing to appear for on-the-record testimony relating to its investigation of fraud, undisclosed outside business activities,

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• Dawn J. Bennett and DJB Holdings – Fraud Charges

  

  December 5, 2017 Comments (0) Blog, Current Investigations, Securities Fraud

  Dawn J. Bennett and DJB Holdings – SEC Files Amended Complaint Charging advisor with Aiding and Abetting Offering Fraud According to a press announcement on Monday, The Securities and Exchange Commission has charged Bradley C. Mascho, a Maryland-based financial adviser and former CFO of DJB Holdings, LLC, with

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• Update: Dawn Bennett Charged With Defrauding Investors

  

  August 29, 2017 Comments (0) Blog, Current Investigations, Securities Fraud

  SEC Charges Financial Advisor Dawn Bennett and DJB Holdings in $20 Million Ponzi Scheme Did you lose money investing with former financial advisor Dawn Bennett? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. The Securities and Exchange

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• Investigating Potential Claims Involving Dawn Bennett

  

  July 16, 2017 Comments (0) Blog, Current Investigations, Securities Fraud

  Recovery of Investment Losses with Dawn Bennett Financial Advisor Dawn Bennett  first came in to the limelight in September 2015 when the Securities and Exchange Commission (SEC) charged her with fraud for claims made on her radio show and Facebook page, alleging that she was “grossly inflating”

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• Dawn Bennett Ordered to Pay $4 Million by the SEC

  

  April 4, 2017 Comments (0) Current Investigations, Securities Fraud

  Recovery of Investment Losses with Dawn Bennett Former investment adviser Dawn Bennett must pay nearly $4 million for inflating assets and exaggerating investment returns in radio advertisements for her firm, according to the Securities and Exchange Commission. The SEC’s March 30 opinion clears the way for Bennett

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• Dawn Bennett Loses Again

  

  December 16, 2016 Comments (0) Blog

    Dawn Bennett Seeks Reinstatement Barred financial advisor and radio show host Dawn Bennett loses again in her battle against the Securities and Exchange Commission as she seeks reinstatement. The Fourth Circuit Court of Appeals in Virginia on December 16 upheld a lower-court decision that said she must conduct

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