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January 21, 2018
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Current Investigations, Securities Fraud
FINRA Bars Bradley Mascho, former CEO of DJB Holdings According to the Financial Industry Regulatory Authority (FINRA) on January 12, the regulator has reportedly barred Bradley Mascho for refusing to appear for on-the-record testimony relating to its investigation of fraud, undisclosed outside business activities,
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March 23, 2017
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Current Investigations, Securities Fraud
Recovery of Investment Losses with Dawn Bennett Have you suffered losses investing with former financial advisor Dawn Bennett? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. According to reports, Dawn Bennett, a former advisor of The Bennett Group has lost a $1
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November 10, 2016
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Current Investigations, Securities Fraud
Concerned about investment losses with Dawn Bennett? Investment adviser, Dawn Bennett, who was barred from the securities industry and fined $4 million in July by for repeatedly lying about her firm’s assets and investment expertise, has new allegations filed by FINRA yesterday. According to a FINRA Department of
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September 7, 2016
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Current Investigations, Securities Fraud
Investment Losses with Dawn Bennett Have you suffered losses investing with Dawn Bennett? If so, The White Law Group may be able to help you recover your losses through FINRA arbitration. Investment adviser , Dawn Bennett, who was barred from the securities industry and fined $4 million in July by an administrative
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July 13, 2016
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Current Investigations
Dawn Bennett Barred – How to Recover Investment Losses According to various reports, the Securities and Exchange Commission has barred Dawn Bennett from the securities industry for exaggerating her firm’s assets under management and investment performance to drum up business from wealthy clients. The
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June 15, 2016
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Blog
FINRA Claim Filed Against Western International Securities The White Law Group recently submitted to FINRA Dispute Resolution a claim against Western International Securities wherein Dawn J. Bennett was the financial advisor of record. The claim alleges the following causes of action: violation of common law fraud,
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May 6, 2016
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Blog
Investment Losses with Dawn Bennett Have you suffered losses investing with Dawn Bennett or the Bennett Group Financial Services? If so, the securities attorneys of The White Law Group may be able to help you recover your losses. As has been reported, the SEC has pushed to ban Dawn Bennett from the securities
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