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August 10, 2016
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Podcasts, Securities Fraud
How to file a FINRA claim In this episode, Mr. White discusses the statute of limitations for bringing a FINRA claim against your brokerage firm, as well as how to file a claim.
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February 5, 2016
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Blog, Podcasts, Securities Fraud
The FINRA Arbitration Process The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White explains the FINRA arbitration
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December 4, 2015
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Blog, Securities Fraud
FINRA Discovery Requirements for Investors The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White discusses FINRA Discovery Requirements for Investors. Producer: Welcome to Wall Street versus
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December 3, 2015
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Blog, Securities Fraud
FINRA Statistics The following is a transcription of Wall Street vs. Main Street, a radio show/podcast hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White talks about FINRA statistics, including the number of
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November 25, 2015
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Blog, Podcasts, Securities Fraud
Financial Advisors Registration Requirements The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White discusses the registration requirements for financial professionals, including brokers and
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November 24, 2015
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Blog, Podcasts, Securities Fraud
Investment Fraud The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White discuss the most common types of investment fraud.
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November 10, 2015
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Blog, Securities Fraud
The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. To listen to the episode, visit WallStreetVMainStreet.com. In this episode, Mr. White discusses the registration requirements for financial professionals, including
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November 5, 2015
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Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast – Episode 5 – How to Vet and/or Fire your Financial Advisor In this episode, Mr. White discusses How to vet your financial advisor and how to fire your financial advisor Producer: Welcome to Wall Street
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