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Tag: Deutsche Bank losses

Blog, Securities Fraud Articles

FINRA Fines Firms For Overstating Trade Volume

In 2008, FINRA announced that it has fined 19 broker-dealers a total of $2.8 million for substantially overstating their advertised trade...

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Blog, Securities Fraud Articles

FINRA Fines Deutsche Bank Securities For Misrepresentation

FINRA recently announced that it has fined Deutsche Bank Securities, Inc. $7.5m for “negligently misrepresenting” delinquency...

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