Deutsche Bank Securities hedge fund losses
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  • Deutsche Bank Securities fined by FINRA

    December 20, 2013 Comments (0) Blog, Securities Fraud

    The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Deutsche Bank Securities, Inc. $6.5 million and censured the firm for serious financial and operational deficiencies primarily related to its enhanced lending program. The violations, which were allegedly identified during a 2009

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