DOL fiduciary rule
Tag Archive

  • House Passes Legislation to Kill DOL Rule

    DOL Rule

    June 9, 2017 Comments (0) Current Investigations

    The Financial Choice Act Facing Uphill Road in the Senate According to Investment News, the House of Representatives approved legislation Thursday that includes a provision to kill the DOL rule, while House and Senate Republicans introduced separate bills to stop the regulation and establish a new investment advice

    Read More »
  • What is the DOL Fiduciary Rule?

    December 14, 2016 Comments (0) Blog

    Earlier this spring, the Department of Labor (DOL) issued a much anticipated FinalRule defining who is a fiduciary of an employee benefit plan under the Employee Retirement Income Security Act of 1974 (ERISA) and updated the conflict of interest rules applicable to such a fiduciary. The new rule is scheduled to

    Read More »