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September 20, 2016
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Blog, Current Investigations, Securities Fraud
According to FINRA, Douglas Studer (CRD #4440047, Fort Lauderdale, FL) submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Studer consented to the sanction and to the entry of findings that he refused to appear for on-the-record
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