Elder Law
Tag Archive

November 17, 2011

FINRA Wants “Senior Designations” to Have Real Meaning

According to a recent investmentnews.com article the Financial Industry Regulatory

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September 26, 2011

FINRA and the SEC release “smart tips for spotting retirement...

FINRA and the SEC jointly released a document meant to protect investors from

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September 11, 2009

Compliance, Supervisory and other practices used by financial services firms...

Realizing that senior investors comprise a significant portion of those individuals

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