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January 7, 2019
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Blog, Current Investigations
Worst Performing ETFs – Exchange Traded Funds – 2018 According to a recent article in Investment News, these are the 10 worst performing ETFs in 2018. “Most are considered trading vehicles and employ such strategies as double or triple leverage or the use of short positions, which is underscored by some
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July 20, 2011
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Blog, Securities Fraud
According to the Investment News, Massachusetts’ top securities regulator is suing RBC Capital Markets LLC and one of its former registered representatives over the sale of leveraged exchange-traded funds, saying they sold them to clients who didn’t understand how the investments worked. Secretary of the
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