Tag Archive

February 27, 2012

FINRA Outlines Investments They are Watching Closely in 2012

The Financial Industry Regulatory Authority (FINRA) outlined a list of investment

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December 14, 2011

Recovery of Leveraged and Inverse Exchange-traded Fund (ETF) Investment Losses

According to the North American Securities Administrators Association (NASAA)

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October 17, 2011

ETF Industry Leader Wants Better Regulation and More Transparency

According to an article, ETF industry leader Black Rock Inc.

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ETFs August 22, 2009

Risks of Investing in leveraged and inverse exchange-traded funds (ETFs)

Exchange-Traded Funds The SEC and FINRA recently issued an Alert about

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