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Tag: excessive trading lawyer

Blog, Securities Fraud Articles

SEC accuses 3 former JP Turner Brokers of Churning

According to reports, three former JP Turner & Company brokers have been accused by the Securities and Exchange Commission of...

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Blog, Securities Fraud Articles

Woodbury Financial Services, Inc. fined by FINRA

Woodbury Financial Services, Inc. (CRD #421, Oakdale, Minnesota) recently submitted a Letter of Acceptance, Waiver and Consent in which the...

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