Tag: financial advisor account churning
Blog, Securities Fraud Articles
April 26, 2018
FINRA Tightens up on Churning Violations
FINRA proposes new rule for Churning Fraud – Excessive trades The Financial Industry Regulatory Authority Inc. is proposing a new rule to...
October 13, 2017
Steven John Meyer Barred from Securities Industry
Steven John Meyer, Recovery of Investment Losses According to the Financial Industry Regulatory Authority, Steven John Meyer of Staten...
May 23, 2017
Two Texas Retirees Reportedly Sue LPL Financial
Former clients of LPL Financial are fighting the firm and their broker, Jason N. Anderson in Beaumont, Texas. Plaintiffs Elijah Denson and...
May 15, 2017
Investor Alert: Excessive Trading in your Brokerage Account
Recognizing Excessive Trading or Churning in your Brokerage Account In January, the SEC’s Office of Investor Education and Advocacy...
March 2, 2017
Concerned about investment losses in New York REIT?
If you suffered losses investing in New York REIT, The White Law Group may be able to help. According to their website, New York...
March 1, 2017
Cypress Equipment Fund IX LLC Investment Losses
Concerned about investment losses in Cypress Equipment Fund IX LLC? Have you suffered investment losses in Cypress Equipment Fund IX LLC?...