financial advisor attorney
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  • Basics of Investment Fraud “Selling Away”

    "Selling Away" Investment Fraud, Featured by Top Securities Fraud Attorneys, The White Law Group

    January 15, 2019 Comments (0) Blog, Securities Fraud

    “Selling Away” Can a FINRA brokerage firm be held responsible for “Selling Away”?  When a licensed securities agent sells an investment to his/her client that was not approved by their employer, that is in violation of FINRA Rules and Regulations. The following is a brief discussion on what

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  • Bank of America Downsizing Again

    January 24, 2012 Comments (0) Blog, Securities Fraud

    It is being reported that Bank of America, the second- biggest U.S. lender by assets, may reduce annual costs by as much as an additional $3 billion in the next stage of Chief Executive Officer Brian T. Moynihan’s efficiency plan (the company has already reduced costs by as much as $2 billion).  It appears

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  • FINRA Attorney for Financial Advisors

    securities employment attorney

    February 4, 2011 Comments (0) Blog, Securities Fraud

    Financial Advisor Attorney – FINRA Employment Lawyer The White Law Group represents financial advisors in a variety of securities / employment related disputes. As experienced securities attorneys, employment law is a natural part of the firm’s practice. The firm represents financial advisors throughout the

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