financial advisor excessive trading Archives

March 17, 2017

Concerned about investment losses with Michael S. Lavolpe? Have you suffered losses investing with Michael S. Lavolpe? If so, The White Law...

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February 7, 2017

Investment Losses with John Kakonikos According to FINRA, John Kakonikos (CRD #4017356, Flushing, New York) was assessed a deferred fine of...

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October 19, 2016

Investment Losses with Paul Lebel? Former LPL Financial broker, Paul Lebel was barred on Tuesday by the Securities and Exchange...

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September 16, 2016

According to FINRA, David Charles Cannata (CRD #2408845, Smithtown, New York) was barred from association with any FINRA member in any...

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September 11, 2012

According to reports, three former JP Turner & Company brokers have been accused by the Securities and Exchange Commission of...

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August 7, 2012

FINRA & NFA Rules Governing Churning Although the industry has done a decent job of curbing the churning of investors’ accounts...

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