financial advisor excessive trading
Tag Archive

September 11, 2012

SEC accuses 3 former JP Turner Brokers of Churning

According to reports, three former JP Turner & Company brokers have been accused

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August 7, 2012

Regulatory Rules Governing Churning

FINRA & NFA Rules Governing Churning Although the industry has done a decent

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September 21, 2011

Churning (Excessive Trading), Informational Video about Securities Fraud

Informational video on Churning fraud (excessive trading) Churning fraud is defined

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