financial advisor lawyer
Tag Archive

  • Basics of Investment Fraud “Selling Away”

    selling away

    January 15, 2019 Comments (0) Blog, Securities Fraud

    “Selling Away” – Can FINRA brokerage firm’s be held responsible for the investment losses incurred on investments sold directly by their agent/advisor to the client even if the investment was not authorized by the firm? The following is a brief discussion on what has become known as “selling

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  • Bank of America Downsizing Again

    January 24, 2012 Comments (0) Blog, Securities Fraud

    It is being reported that Bank of America, the second- biggest U.S. lender by assets, may reduce annual costs by as much as an additional $3 billion in the next stage of Chief Executive Officer Brian T. Moynihan’s efficiency plan (the company has already reduced costs by as much as $2 billion).  It appears

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  • FINRA Attorney for Financial Advisors

    securities employment attorney

    February 4, 2011 Comments (0) Blog, Securities Fraud

    Financial Advisor Attorney – FINRA Employment Lawyer The White Law Group represents financial advisors in a variety of securities / employment related disputes. As experienced securities attorneys, employment law is a natural part of the firm’s practice. The firm represents financial advisors throughout the

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