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May 1, 2014
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Blog, Securities Fraud
Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms in the securities industry, including Morgan Stanley Smith Barney, Banc of America Investment Services, Wells Fargo, Merrill Lynch, Ameriprise , and UBS Financial Services. Essentially,
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July 12, 2012
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Blog, Securities Fraud
Securities Employment Claims – Securities Attorneys for Financial Advisors – Updated May 23, 2019 Are you a financial advisor with a securities employment dispute with your former employer? If so, securities attorneys at The White Law Group may be able to help you. Licensed financial professionals,
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April 8, 2011
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Blog, Securities Fraud
According to the InvestmentNewsAdvisers on the Move database, the wealth management division of UBS Financial Services Inc. added the most new advisers (74) and the greatest amount of assets ($11.6 billion) among firms in the database — this despite persistent rumors the division might be sold. UBS Financial also
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July 26, 2010
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Blog, Securities Fraud
The White Law Group is currently representing two former UBS financial advisors in a litigation matter involving their alleged promissory note obligation to UBS. Based on our preliminary investigation, it appears that these particular financial advisors were forced to leave UBS because UBS did away with a trading
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June 23, 2010
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Blog, Securities Fraud
Promissory Note Disputes The White Law Group continues to represent financial advisors in Promissory Note disputes and claims related to the financial advisors prior employment. Promissory Notes (often called up-front forgivable loans) are commonly used as a recruiting tool by many of the major brokerage firms
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