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August 21, 2017
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Podcasts
Choosing a Financial Advisor In this episode, Mr. White discusses how to choose a financial advisor. If you have questions about your investments, the securities attorneys of The White Law Group may be able to help you. To speak with a securities attorney,
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March 29, 2017
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Blog, Securities Fraud
NY Brokers charged the same day in churning scheme The Securities and Exchange Commission issued an investor alert In January warning investors about excessive trading and churning in brokerage accounts the same day it charged two New York brokers with benefiting themselves in such a scheme. The SEC’s
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February 14, 2017
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Securities Fraud
Is your Financial Advisor Churning your Account? Have you suffered losses investing with your financial advisor? If so, The White Law Group may be able to help you by filing a FINRA arbitration claim against the brokerage firm that sold you the investments. Like any profession – there are good financial advisors and
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January 10, 2017
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Blog, Podcasts, Securities Fraud
What is Churning? Churning is excessive trading by a broker in a client’s account largely to generate commissions. Churning claims arise out of the inherent conflict of interest involved when a financial advisor is compensated by commissions
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November 5, 2015
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Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast – Episode 5 – How to Vet and/or Fire your Financial Advisor In this episode, Mr. White discusses How to vet your financial advisor and how to fire your financial advisor Producer: Welcome to Wall Street
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February 13, 2012
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Blog, Securities Fraud
According to a recent study, it appears that many financial professionals “tend to overstate their qualifications and services.” The investmentnews.com recently reported on the study done by Cerulli Associates Inc. in which they studied the responses of upwards of 1,500 “financial intermediaries.” A Cerulli
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September 9, 2011
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Blog, Securities Fraud
According to multiple media outlets, a FINRA arbitration panel recently ruled against Wedbush Morgan Securities and their former Advisor Debbie Michelle Saleh. Between Wedbush Morgan Securities and Debbie Michelle Saleh, they were ordered to pay more than $2.5 million in total. The case involved the handling of an
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September 8, 2011
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Blog, Securities Fraud
Non-traded REITs are a legitimate investment option for the right investor. REITs capitalize on tax law and often provide the smaller investor with an opportunity to invest in commercial real estate. However, non-traded REITs are not for everyone. There are a few problems with these investments that make them
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September 7, 2011
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Blog, Securities Fraud
The San Diego Business Journal recently reported that according to SEC documents the local owner of one of Pacific Office Properties’ office complexes, Sorrento Technology Center in San Diego, “is in default on a loan of $11.6 million.” As of the time of the articles’ release, Pacific Office Properties Trust
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September 7, 2011
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Blog, Securities Fraud
A recent article at nuwireinvestor.com discussed how new Medicare policy will affect REITs whose focus is nursing homes. The new policy will see “Medicare rates…slashed by 11.1% starting Oct. 1.” The article says that the announcement of these changes in policy “has sent nursing home operators scrambling
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