FINRA arbitration attorney
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Rock Hill Associates LP Investigation, Featured by Top Securities Fraud Attorneys at The White Law Group February 22, 2019

Rock Hill Associates LP Investigation

Rock Hill Associates LP Secondary Market Offer Are you concerned about your

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March 3, 2015

FINRA Arbitration Statistics through early 2015

FINRA recently reported updated statistics on the number and type of arbitration

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December 11, 2014

Lawsuit filed against Centaurus Financial to recover alternative investment losses

The White Law Group announces that it has filed a Financial Industry Regulatory

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December 4, 2014

William Brian Mulder barred from securities industry.

According to a recent FINRA Disciplinary Action, William Brian Mulder (CRD #1474998,

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August 25, 2014

DBSI President Sentenced to Federal Prison

According to the Associated press, the president of DBSI, David Swenson, was

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May 6, 2014

FINRA Awards TIC Investor $1.17 Million

According to Investment News, on May 1, 2014, an arbitration panel for the Financial

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April 17, 2014

DBSI Executives Found Guilty

According to reports, CEO and president of DBSI, Douglas L. Swenson, was convicted

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April 8, 2014

Berthel Fisher Settles DBSI Lawsuit

According to InvestmentNews, broker-dealer Berthel Fisher & Co. Financial

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March 27, 2014

Update on DBSI Inc Trial

According to The Associated Press, the DBSI trial is on hold after FBI agent,

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December 20, 2013

Deutsche Bank Securities fined by FINRA

The Financial Industry Regulatory Authority (FINRA) recently announced that it has

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