logo_web_wht
(888) 637-5510

Tag: FINRA arbitration attorney

Blog, Securities Fraud Articles

Recovery of Paulson Advantage Hedge Fund Losses

Are you an individual investor that has lost money in the Paulson Advantage hedge fund?  If so, the securities attorneys of The White Law...

Read More

Blog, Securities Fraud Articles

Financial Advisor Charged With Murdering Client

It is being reported that Daniel E. Becerril II, a financial advisor formerly registered with FINRA and residing in Huntington Beach,...

Read More

Blog, Securities Fraud Articles

Park Avenue Securities LLC fined by FINRA over ponzi scheme.

As a result of a FINRA investigation, Park Avenue Securities LLC was recently censured and fined $175,000. Without admitting or denying the...

Read More

Blog, Securities Fraud Articles

FINRA Fines Credit Suisse Securities for Alternative Investments

Have you suffered losses in an alternative investment, hedge fund, or fund of funds sold to you by Credit Suisse Securities or Credit...

Read More

Blog, Securities Fraud Articles

Thrivent Financial Advisor Has CFP License Suspended

According to reports, Roger D. Stevenson, a San Benito-based financial planner with Thrivent Financial for Lutherans, has been penalized by...

Read More

Blog, Securities Fraud Articles

Former LPL Broker James Scott McKee Charged With Theft

According to various reports, James Scott McKee, a broker formally affiliated with Morgan Stanley Smith Barney, LLC, Berthel Fisher &...

Read More