logo_web_wht
(888) 637-5510

Tag: FINRA arbitration law firm

Blog, Securities Fraud Articles

Broker Due Diligence

Broker Due Diligence: Are your Investments Appropriate for you? Broker due diligence is a process undertaken by brokerage firms to ensure...

Read More

Blog, Securities Fraud Articles

FINRA CRD Broker Check Enhancements

FINRA recently announced that it has added features to its CRD Broker Check system to help users more easily access broker-dealer and...

Read More

Blog, Securities Fraud Articles

FINRA Fines Credit Suisse Securities for Alternative Investments

Have you suffered losses in an alternative investment, hedge fund, or fund of funds sold to you by Credit Suisse Securities or Credit...

Read More

Blog, Securities Fraud Articles

New FINRA Replacement Arbitrator Rule

Often times in FINRA arbitrations, one or more of the three arbitrators selected by the parties to resolve the dispute has to withdraw from...

Read More

Blog, Securities Fraud Articles

FINRA Arbitration Award Statistics

FINRA recently updated detailed statistics on its arbitration, mediation, and dispute resolution process.  This information is publicly...

Read More