FINRA arbitration lawyer
Tag Archive

March 3, 2015

FINRA Arbitration Statistics through early 2015

FINRA recently reported updated statistics on the number and type of arbitration

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December 11, 2014

Lawsuit filed against Centaurus Financial to recover alternative investment losses

The White Law Group announces that it has filed a Financial Industry Regulatory

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William Brian Mulder Barred from Securities Industry, featured by Top Securities Fraud Attorneys, The White Law Group December 4, 2014

William Brian Mulder Barred from Securities Industry

William Brian Mulder, Merrill Lynch, Tulsa, OK Are you concerned about investments

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May 6, 2014

FINRA Awards TIC Investor $1.17 Million

According to Investment News, on May 1, 2014, an arbitration panel for the Financial

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December 20, 2013

Deutsche Bank Securities fined by FINRA

The Financial Industry Regulatory Authority (FINRA) recently announced that it has

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November 5, 2013

Recovery of Investment Losses from James Scott Mcknee

Have you suffered financial losses as a result of your dealings with ex-broker James

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May 8, 2013

FINRA Arbitration Attorney

In addition to its regulatory functions, the Financial Industry Regulatory Authority

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May 8, 2013

California Financial Advisor Suspended by FINRA

FINRA recently announced that Paul Grover Gomez a registered representative in El

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April 9, 2013

Unified Fiduciary Standard Coming?

The White Law Group continues to follow the SEC discussions regarding the

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August 31, 2012

FINRA fines Rodman & Renshaw

The Financial Industry Regulatory Authority (FINRA) recently announced that it has

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