FINRA arbitration lawyer
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May 8, 2013

FINRA Arbitration Attorney

In addition to its regulatory functions, the Financial Industry Regulatory Authority

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May 8, 2013

California Financial Advisor Suspended by FINRA

FINRA recently announced that Paul Grover Gomez a registered representative in El

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April 9, 2013

Unified Fiduciary Standard Coming?

The White Law Group continues to follow the SEC discussions regarding the

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August 31, 2012

FINRA fines Rodman & Renshaw

The Financial Industry Regulatory Authority (FINRA) recently announced that it has

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July 19, 2012

Fidelity Settles FINRA Charges Involving Fidelity's Ultra Short Bond Fund

According to an Investment News report, Fidelity has agreed to settle with Finra and

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June 26, 2012

FINRA Rule 2111 regarding Suitability

Financial Industry Regulatory Authority Inc.’s Rule 2111 covers general

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