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Tag: FINRA arbitration

Blog, Current Investigations

Investigating Potential Claims involving BR DeSota DST 

Securities Investigation: BR DeSota DST   The White Law Group is investigating potential securities claims involving broker dealers who...

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Blog, Securities Fraud Articles

The White Law Group Files Lawsuit against Essex and Infinex

Essex National Securities Inc. and Infinex Investments Inc. are Allegedly Responsible For Losses In High-risk Alternative Investment,...

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Blog, Current Investigations, Securities Fraud Articles

Lester W. Burroughs (Chad Burroughs) Update on the Investigation

Financial Advisor Lester “Chad” Burroughs Barred after Pleading Guilty of Fraud  The White Law Group Continues to investigate...

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Blog, Current Investigations

Ernest Frerking Barred from Securities Industry 

FINRA Bars Ernest Frerking after Allegations of Broker Misconduct  According to public records posted to FINRA’s website, the Financial...

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Blog, Current Investigations

Securities Investigation: Moody Mosaic DST  

Investigating Potential Claims involving Moody Mosaic DST  The White Law Group is investigating potential securities claims involving...

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Blog, Current Investigations

Joseph Ambrosole Barred from Securities Industry 

FINRA Bars Joseph Ambrosole after Allegations of Unsuitable and Excessive Trades  According to the Financial Industry Regulatory Authority...

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