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May 8, 2013
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Blog, Securities Fraud
In addition to its regulatory functions, the Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. In fact, FINRA Dispute Resolution is the forum for virtually all disputes between and among investors, brokerage firms and individual brokers. The
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October 17, 2011
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Blog, Securities Fraud
Have you suffered investment losses because you invested with John Graves? The White Law Group may be able to help you recover your investment. Multiple media outlets are reporting that John R. Graves and his wife Sara Turberville Graves have been charged with running an investment scheme which cost investors about
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October 7, 2011
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Blog, Securities Fraud
Multiple outlets are reporting that a Manhattan federal appeals court has ruled that FINRA is not able to pursue fines by taking their members or former members to court. The case at the root of this ruling began more than a decade ago. The New York Times noted that “The surprise decision on appeal… came
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August 27, 2010
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Blog, Securities Fraud
Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision that provides that if you have a dispute with your broker-dealer you agree to waive your right to bring that claim in Court and to arbitrate that dispute through FINRA’s Dispute
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