FINRA dispute resolution
Tag Archive

broker churning February 27, 2017

Investor Alert: Mutual Fund Fees

Are you aware of how much you are paying in mutual fund fees? It’s important to

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fire your financial advisor January 13, 2017

Is it Time to Fire your Financial Advisor?

Time to fire your Financial Advisor? Partnering with a trustworthy advisor will help

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Red Flags January 12, 2017

Red Flags for Senior Investors

Red Flags for Senior Investor Older Americans are often the targets of investment

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January 12, 2017

Investor Bulletin: FINRA Arbitration & Mediation

Arbitration and mediation are two distinct ways of resolving securities and

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Justin Amaral December 17, 2015

FINRA Awards $1 Million to Elderly Woman

Broker Investigation – Justin Amaral – Morgan Stanley The Financial

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February 24, 2012

Investigation into Potential Recovery of Aaron Vallett Investment Losses

The White Law Group is announcing an investigation into the potential for investors

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October 7, 2011

Federal Appeals Court Rules against FINRA on Fine Collection Issue

Multiple outlets are reporting that a Manhattan federal appeals court has ruled that

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November 24, 2010

Chattanooga, Tennessee Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration,

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September 22, 2010

FINRA Arbitration Statistics

FINRA recently published statistics on the securities cases that it administers

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August 27, 2010

How to file a FINRA complaint

Whether you realized it at the time or not, when you established your brokerage

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