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Tag: FINRA expungement

September 25, 2020

FINRA Continues Process to Tighten Expungement Requirements

FINRA Expungement Process Changes According to Investment News this week, the Financial Industry Regulatory Authority (FINRA) submitted a...

FINRA Revises Rules, Raises Fees for Expungement, featured by top securities fraud attorneys, The White Law Group

Blog, Securities Fraud Articles

June 19, 2020

FINRA Revises Rules, Raises Fees for Expungement

FINRA CRD Expungement Attorneys Expungement Costs for Financial Advisors is going up in 2020 According to reports in June, 2020, the...

Blog, Securities Fraud Articles

November 26, 2013

FINRA barred 16 Brokers through High Risk Broker program

According to Investment News, the Financial Industry Regulatory Authority (FINRA) has barred 16 brokers from the industry through their...

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