FINRA fines
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FINRA Fines Surge 43% in 2020, featured by top securities fraud attorneys, The White Law Group March 19, 2021

The Financial Industry Regulatory Authority (FINRA) Fines Surge 43% in...

FINRA sees 43% increase in fines, yet disciplinary actions were only up 1% in 2020.

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finra fines January 10, 2019

Multi-Million Dollar FINRA Fines in 2018

8 Firms hit with FINRA Fines in 2018 According to Investment News, the Financial

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FINRA August 2, 2017

FINRA Fines Four Big Brokers $4.75 Million

Financial Industry Regulatory Authority’s claims that they failed to have adequate

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November 3, 2016

FINRA Cracks Down on Eight Firms for Failure to Supervise

The Financial Industry Regulatory Authority Inc. has fined eight firms a total of

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