FINRA Rule 12206
Tag Archive

June 10, 2015

Primer on FINRA Rule 12206 regarding Eligibility

The following is a primer on FINRA’s Eligibility Rule (FINRA Rule 12206) and

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April 25, 2013

FINRA Rule 12206 – Eligibility

The following is a brief breakdown of the FINRA Eligibility Rule and caselaw

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