FINRA statistics
Tag Archive

  • Wall Street V. Main Street Podcast – Episode 15

    December 3, 2015 Comments (1) Blog, Securities Fraud

    FINRA Statistics                       The following is a transcription of Wall Street vs. Main Street, a radio show/podcast hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White talks about FINRA statistics, including the number of

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  • FINRA Arbitration Statistics

    September 22, 2010 Comments (0) Blog, Securities Fraud

    FINRA recently published statistics on the securities cases that it administers through its FINRA Dispute Resolution process.  The statistics reveal that case filings are slightly down from 2009, and that the administration time for cases is slightly longer than in 2009.  The statistics are also broken down to show

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  • Customer Complaints on the Rise?

    customer complaints

    May 26, 2009 Comments (0) Blog, Securities Fraud

    With branch offices increasing, will customer complaints be on the rise? Despite the downturn in the economy, brokerage firms are continuing to expand there base by growing the number of brokerage firm offices established in the United States. Based on statistics provided by FINRA (formerly the NASD), there were just

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