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Tag: Finra Supervision

Member Firms ask FINRA to Redefine Supervision after Working Remotely, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

February 17, 2021

Member Firms ask FINRA to Redefine Supervision after Working Remotely

Brokerages firms ask FINRA to revise rules and relax its requirements for in-person personnel supervision According to an article in...

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