fixed income securities
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  • Safra Securities LLC fined by FINRA

    April 15, 2014 Comments (0) Blog, Securities Fraud

    Safra Securities LLC (CRD #47873, New York, New York) recently submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $25,000 and ordered to pay $22,576, plus interest, in restitution to the customers. Without admitting or denying the findings, the firm consented to the described

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