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Tag: Florida churning lawyer

Blog, Securities Fraud Articles

5 Brokers Accused of Churning

According to FA-Mag.com, the Financial Industry Regulatory Authority (FINRA) has accused five brokers of churning and excessive trading in...

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Publications

Wall St. Cheat Sheet: Is Your Broker Churning Your Investment Account?

Financial Professionals are like any profession – there are good ones and there are bad ones. As long as financial advisors are compensated by commissions, some of the unscrupulous ones will continue to attempt to enrich themselves by excessively trading accounts…

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Blog, Securities Fraud Articles

FINRA Awards suggest churning remains problem

FINRA Churning awards Based on FINRA awards, it appears that churning continues to be a problem in the securities industry.  From January...

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Blog, Securities Fraud Articles

SEC accuses 3 former JP Turner Brokers of Churning

According to reports, three former JP Turner & Company brokers have been accused by the Securities and Exchange Commission of...

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