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May 8, 2013
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Blog, Securities Fraud
In addition to its regulatory functions, the Financial Industry Regulatory Authority (FINRA) operates the largest dispute resolution forum in the securities industry. In fact, FINRA Dispute Resolution is the forum for virtually all disputes between and among investors, brokerage firms and individual brokers. The
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March 10, 2010
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Blog, Securities Fraud
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its office in Boca Beach, Florida because of the obvious benefits of being located so close to FINRA Dispute Resolutions’
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August 11, 2009
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Blog, Securities Fraud
The Florida Securities Act (Florida Statute Chapter 517) The Florida securities laws are administered by the Florida Department of Banking and Finance and are codified in Florida Statutes Chapter 517, otherwise known as the Florida Securities Act. In addition to federal securities laws, there are also state securities
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