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September 1, 2017
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Current Investigations, Securities Fraud
What are Alternative Investments? “Alternative investments” generally refer to all non-traditional investments – like stocks, bonds, and mutual funds. Examples include oil and gas limited partnerships, non-traded REITs, business development companies, tenant-in-commons, and equipment leasing
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May 3, 2013
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Blog, Securities Fraud
Have you suffered significant losses as a result of an investment in Athena Premium Funding? The White Law Group may be able to help you recovery your losses through a FINRA arbitration claim against the brokerage firm that sold you the investment. Athena Premium Funding is a Florida imitated liability company that
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October 1, 2012
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Blog, Securities Fraud
Merrimac Corporate Securities, Inc. (CRD #35463, Altamonte Springs, Florida) recently was fined $18,500. The National Adjudicatory Council (NAC) imposed the sanction following appeal of an Office of Hearing Officers (OHO) decision. The sanction was based on findings that the firm sold private placements, real estate
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September 23, 2011
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Blog, Securities Fraud
The following is a brief breakdown of publicly available information regarding Raymond James and its securities sales practices and FINRA regulatory history. Raymond James is a FINRA registered broker-dealer based in St. Petersburg, Florida. Raymond James’ website states that the firm has more than 5,400 financial
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September 22, 2011
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Blog, Securities Fraud
As an advocate for investors we are constantly looking for ways to get information out to the investing public about securities fraud practices and how investors can protect themselves. We have produced this “Top 10” video that gives some information about the types of securities fraud practices we see
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September 22, 2011
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Blog, Podcasts, Securities Fraud
As an advocate for investors we are constantly looking for ways to get information out to the investing public about securities fraud practices and how investors can protect themselves. The following is a video about securities regulation issues and risk involved with the sale of variable annuities.
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August 19, 2011
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Blog, Securities Fraud
Have you suffered investment losses in Puerto Rico Conservation Trust Fund Secured Notes? If so, The White Law Group may be able to help. The White Law Group is investigating potential securities fraud claims on behalf of investors involving broker-dealers recommendation that investors purchase these risky
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January 3, 2011
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Blog, Securities Fraud
The White Law Group often serves as local counsel throughout Florida for out-of-state attorneys in FINRA securities arbitration matters. Florida Bar Rules require that an attorney be licensed in the state of Florida to participate in a Florida arbitration or that the attorney partner with a local attorney. The White
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January 8, 2010
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Blog, Securities Fraud
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its office in Boca Raton, Florida because of the obvious benefits of being located so close to FINRA Dispute Resolutions’
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August 11, 2009
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Blog, Securities Fraud
The Florida Securities Act (Florida Statute Chapter 517) The Florida securities laws are administered by the Florida Department of Banking and Finance and are codified in Florida Statutes Chapter 517, otherwise known as the Florida Securities Act. In addition to federal securities laws, there are also state securities
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