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August 12, 2019
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Blog, Current Investigations
Financial Advisors Craig Accardo & Frank Briseno III, Nettworth Financial Group, Metairie, LA According to an article in Nola.com on August 11, 30 retired investors claim two financial advisors with Nettworth Financial Group, Craig Accardo & Frank Briseno III, “squandered their savings to earn big
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November 13, 2017
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Blog, Current Investigations
FINRA sanctions FSC Securities in Atlanta, GA for Supervisory Issues According to FINRA, FSC Securities Corporation (CRD #7461, Atlanta, Georgia) was issued an AWC on August 10, 2017 in which the firm was censured, fined $100,000, and ordered to pay $492,485.33 in restitution to customers. Without admitting or denying
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August 21, 2015
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Blog, Securities Fraud
A FINRA arbitration panel awarded $1.28 million to investors involved in a massive Ponzi scheme. The award ordered FSC Securities Corp to pay investors who fell victim to Aubrey Lee Price multi million dollar Ponzi scheme. According to InvestmentNews, the claimants alleged that FSC failed to supervise the unnamed
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