The White Law Group

Georgia
Tag Archive

• Regulatory History of Wedbush Securities

  October 26, 2010 Comments (0) Blog, Securities Fraud

  The White Law Group reviews securities fraud cases throughout the country, including reviewing securities fraud cases involving all of the FINRA registered broker-dealers. Wedbush Securities is a FINRA registered broker-dealer founded in 1955.  It is primarily a West Coast firm, with headquarters in Los Angeles,

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• Investigation Into Possible Securities Fraud Involving Oppenheimer Funds

  July 16, 2010 Comments (1) Blog, Securities Fraud

  The White Law Group is investigating possible securities fraud claims involving the Oppenheimer Champion Income Fund (OCHBX, OPCHX and OCHCX) and the Oppenheimer Core Bond Fund (OPIGX). Although marketed to investors as conservative investments, the Champion Fund and Core Bond Fund were extremely risky ventures,

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• Alvin Charles Ramsey (formerly of Proequities, Inc.) barred from securities industry.

  June 9, 2010 Comments (0) Blog, Securities Fraud

  FINRA recently announced that Alvin Charles Ramsey, formerly a registered representative with Proequities, Inc. (a FINRA registered broker-dealer based in Martinez, Georgia) has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ramsey consented to the

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• Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, Georgia, has been barred from FINRA for securities violations.

  September 30, 2009 Comments (0) Blog, Securities Fraud

  FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for securities violations. Without admitting or denying the findings, O’Hara consented to the findings that she engaged in multiple trades in customers’ accounts at her member

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• Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia, fined and suspended from FINRA for violating securities laws related to research reports.

  August 20, 2009 Comments (0) Blog, Securities Fraud

  According to a recent FINRA announcement, Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in Atlanta, Georgia, has been fined $10,000 and suspended from associating with any FINRA member firm for 30 days.  Without admitting or denying the findings, Haggerty consented to the findings that she

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• Securities Fraud Claims involving Atlanta based brokerage firm J.P. Turner & Company

  August 12, 2009 Comments (0) Blog, Securities Fraud

  The Atlanta Business Chronicle recently touted J.P. Turner & Company, LLC as one of Atlanta ’s Top 10 Brokerage Firms. The survey, which ranked firms by the number of brokers in Atlanta, positions J.P. Turner alongside industry leaders like Morgan Stanley Smith Barney, UBS Financial Services, Edward Jones and

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