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July 20, 2017
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Current Investigations
FINRA censures and fines Goldman Sachs for Reporting Issues According to the Financial Industry Regulatory Authority (FINRA) Goldman Sachs & Co. LLC did not account for numerous conventional options positions between January 2010 and July 2016. Additionally, certain executed options trades had exceeded the
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October 7, 2011
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Blog, Securities Fraud
Have you suffered investment losses in Goldman Sachs’ Global Alpha Fund? If so, The White Law Group may be able to help. It was recently announced that after years of plunging returns Goldman Sachs will be closing the Global Alpha Fund. The funds reputation was built in the late 1990’s when it had several years
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November 9, 2010
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Blog, Securities Fraud
FINRA recently announced that it has fined Goldman, Sachs & Co. $650,000 for failing to disclose that two of its registered representatives, including Fabrice Tourre, had received formal notices from the Securities and Exchange Commission (SEC) that they were the subjects of investigations. Tourre’s
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