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November 21, 2016
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Blog
This investor alert is provided by the Financial Industry Regulatory Authority. You’ve probably read or heard of hedge funds in financial magazines or on television or the Internet. Hedge funds are growing in both number and total assets under management. Yet, there have been celebrated cases of failures and
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August 6, 2013
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Blog, Securities Fraud
The White Law Group is investigating the liability that brokerage firms may have for inappropriately recommending the CAIS Paulson Fund. CAIS Funds provides independent advisors access to hedge fund managers. The platform currently has 20 managers including Paulson & Co., Millennium Management, DE Shaw, Third
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August 6, 2013
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Blog, Securities Fraud
The White Law Group is investigating the liability that brokerage firms may have for inappropriately recommending the Morgan Stanley HedgePremier Paulson Fund. The Morgan Stanley HedgePremier Paulson Fund is a feeder fund that was recommended and sold by brokerage firms to their brokerage customers to invest in the
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August 6, 2013
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Blog, Securities Fraud
The White Law Group is investigating the liability that brokerage firms may have for inappropriately recommending the LionHedge Paulson Fund. The LionHedge Paulson Fund is a feeder fund that was recommended and sold by brokerage firms to their brokerage customers to invest in the Paulson & Co. Advantage Fund.
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August 6, 2013
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Blog, Securities Fraud
The White Law Group is investigating the liability that brokerage firms may have for inappropriately recommending the UBS Paulson Advantage Fund. The UBS Paulson Advantage Fund is a feeder fund that was recommended and sold by UBS Financial Services to its brokerage customers to invest in the Paulson & Co.
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January 3, 2013
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Blog, Securities Fraud
It is being reported that the Securities and Exchange Commission asset management unit recently cautioned hedge funds of the problems with the increasing move towards operating more like a mutual fund. Specifically, Bruce Karpati (the head of the unit), speaking before the Regulatory Compliance Association, an
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December 6, 2012
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Blog, Securities Fraud
Have you suffered losses investing in the Foresee Strategies Insurance Fund? If so, The White Law Group may be able to help you recover those losses through FINRA arbitration. It is being reported that several brokerage firms sold the Foresee Strategies Insurance Fund and the Foresee Strategies3(c)(1) Insurance
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September 4, 2012
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Blog, Securities Fraud
According to reports, hedge funds may soon be able to go from soliciting individual investors behind closed doors to conducting wide advertising campaigns. SEC commissioners recently voted 4-1 to invite public comment on a proposal for how to end decades of limits on the pursuit of investors by private funds and
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May 30, 2012
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Blog, Securities Fraud
According to reports, the Securities and Exchange Commission (SEC) has charged a Miami-based hedge fund advisor for deceiving investors about whether the company’s executives had personally invested in a Latin America-focused hedge fund. The SEC’s investigation found that Quantek Asset Management LLC
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March 8, 2012
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Blog, Securities Fraud
Are you an individual investor that has lost money in the Merchant Commodity Fund? If so, the securities attorneys of The White Law Group may be able to help. As the market has slowly puttered along over the last few years, financial advisors and brokerage firms have been looking for new ways to increase returns
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