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December 19, 2018
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Current Investigations
Broker Investigation – Adam Michael Lopez – Country Capital Management According to the Financial Industry Regulatory Authority (FINRA), on December 17, 2018, the regulator has reportedly barred Adam Michael Lopez from associating with any FINRA member at any time. According to the Letter of Acceptance, Waiver
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April 22, 2014
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Blog, Securities Fraud
According to a recent report in Crain’s, the US Attorney for the Northern District of Illinois recently created a new section to prosecute securities and commodities fraud. The new fraud section was formed as part of the criminal division and consists of 12 prosecutors, many of which were former attorneys for
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April 11, 2013
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Blog, Securities Fraud
The Securities and Exchange Commission recently announced the issuance of an Order Instituting Administrative And Cease-And-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 (Exchange Act), Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 (Advisers Act), and
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April 1, 2013
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Blog, Securities Fraud
According to a new Accenture survey of 400 financial advisors and 1,000 investors in the United States, advisors are three times more likely to describe clients as “very knowledgeable” about investing than investors do themselves (42% vs. 12%, respectively). According to reports, the study also indicated the
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November 7, 2012
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Blog, Securities Fraud
The White Law Group is a national securities fraud, securities arbitration, investor protection and securities regulatory/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm’s securities fraud practice typically involves representing defrauded investors in claims against
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