-
July 8, 2019
Comments (0)
Blog, Current Investigations
Kerry Lee Hoffman, Former LPL Financial Broker Reportedly Charged with Securities Fraud Are you concerned about your investments with Kerry Hoffman and LPL Financial? If so, the securities attorneys at The White Law Group may be able to help you. The Securities and Exchange Commission has reportedly charged former LPL
Read More »
-
December 19, 2018
Comments (0)
Current Investigations
Broker Investigation – Adam Michael Lopez – Country Capital Management According to the Financial Industry Regulatory Authority (FINRA), on December 17, 2018, the regulator has reportedly barred Adam Michael Lopez from associating with any FINRA member at any time. According to the Letter of Acceptance, Waiver
Read More »
-
April 22, 2014
Comments (0)
Blog, Securities Fraud
According to a recent report in Crain’s, the US Attorney for the Northern District of Illinois recently created a new section to prosecute securities and commodities fraud. The new fraud section was formed as part of the criminal division and consists of 12 prosecutors, many of which were former attorneys for
Read More »
-
April 11, 2013
Comments (0)
Blog, Securities Fraud
The Securities and Exchange Commission recently announced the issuance of an Order Instituting Administrative And Cease-And-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 (Exchange Act), Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 (Advisers Act), and
Read More »
-
April 1, 2013
Comments (0)
Blog, Securities Fraud
According to a new Accenture survey of 400 financial advisors and 1,000 investors in the United States, advisors are three times more likely to describe clients as “very knowledgeable” about investing than investors do themselves (42% vs. 12%, respectively). According to reports, the study also indicated the
Read More »
-
November 7, 2012
Comments (0)
Blog, Securities Fraud
The White Law Group is a national securities fraud, securities arbitration, investor protection and securities regulatory/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm’s securities fraud practice typically involves representing defrauded investors in claims against
Read More »
