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Tag: Independent Financial Group

Broker Investigations

Brett Hartvigson Barred from Securities Industry 

FINRA Bars Broker Brett Hartvigson after Allegations of Overconcentration According to the Financial Industry Regulatory Authority...

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Blog, Securities Fraud Articles

Top Independent Broker-Dealers According to Investment News

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL Financial One Beacon St. Boston, MA 02108 joinlpl.com...

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Blog, Securities Fraud Articles

Current Securities Fraud Investigations

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance...

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Blog, Securities Fraud Articles

Investigation into DBSI, Inc. TIC investments

The White Law Group is investigating securities fraud claims on behalf of numerous investors involving recommendations made by their...

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Blog, Securities Fraud Articles

Investigation involving DBSI, Inc. and Royal Alliance

We are investigating a securities fraud claim on behalf of an investor involving a recommendation made by Royal Alliance to invest in DBSI,...

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