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Tag: investment advisor frequent trades

Blog, Securities Fraud Articles

FINRA Awards suggest churning remains problem

FINRA Churning awards Based on FINRA awards, it appears that churning continues to be a problem in the securities industry.  From January...

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Blog, Securities Fraud Articles

Update on Investigation into Icon Leasing Fund Eleven

Icon Leasing Fund Eleven Investment Losses We continue to receive calls from people concerned about their Icon Leasing Fund Eleven...

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