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Investment Professionals Inc investigation
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Investment Professionals Inc. Fined $100,000 for Allegedly Exploiting Senior Citizens

March 23, 2017 Comments (0) Securities Fraud

Massachusetts Regulator orders Investment Professionals Inc. (IPI) to pay a fine and restitution Investment Professionals Inc., a broker-dealer based in San Antonio, Texas, has been ordered by the Massachusetts Securities Division to pay a $100,000 fine for having allegedly sold unsuitable investment products to
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FINRA Fines San Antonio Brokerage Firm

September 23, 2016 Comments (0) Blog, Current Investigations, Securities Fraud

FINRA Charges Investment Professionals Inc. with Failure to Supervise Texas-based broker-dealer Investment Professionals Inc. (IPI) has been censured and fined $170,000 by the Financial Industry Regulatory Authority (FINRA). IPI is headquartered in San Antonio, TX since it was established in 1992, with over $8.2
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