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  • UBS Securities to Pay $50 Million

    August 8, 2013 Comments (0) Blog, Securities Fraud

    On August 6, 2013, UBS Securities agreed to pay nearly $50 million to settle charges with the Securities and Exchange Commission (SEC). The SEC charges allege that while structuring and marketing a collateralize debt obligation (CDO), known as ACA ABS 2007-2 (ACA), UBS failed to disclose the $23.6 million received in

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