Investors Capital Corp.
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January 18, 2011

Top Independent Broker-Dealers According to Investment News

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL

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October 29, 2010

FINRA Fines For Mutual Fund Sales Practices

In or about 2009, FINRA fined 25 broker-dealers a total of $2,145,000 for failures

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Mahesh Pravin Jhala May 28, 2010

Mahesh Pravin Jhala, formerly of Investors Capital Corp. in Mayfield...

Mahesh Pravin Jhala Barred from Securities FINRA recently announced that Mahesh

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