J.P. Turner
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January 18, 2011

Top Independent Broker-Dealers According to Investment News

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL

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June 15, 2010

Richard Albert Seefried, a financial advisor in Spokane, Washington, suspended...

FINRA recently announced that Richard Albert Seefried, a financial advisor in

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August 26, 2009

FINRA Fines Three Firms Over $1.25 million for failing to...

The Financial Industry Regulatory Authority (FINRA) has recently fined three

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