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LPL Financial Overview featured by top securities fraud attorneys, the White Law Group

FINRA SEC Sanctions, Securities Fraud Articles

May 8, 2023

LPL Financial Overview

The White Law Group reviews the regulatory history of LPL Financial LLC. LPL Financial LLC (CRD#: 6413/SEC#: 801-10970,8-17668) the...

10 Worst Financial Advisors according to Think Advisor, featured by top securities fraud attorneys, The White Law Group

Blog, Securities Fraud Articles

January 3, 2023

The Worst Financial Advisors in America according to Think Advisor

Think Advisor: Worst Financial Advisors in America Updated 2023 Think Advisor, an on-line investment news magazine, posted an article...

FINRA Hits LPL Financial with $6M for Supervisory Failures, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

January 6, 2021

FINRA Hits LPL Financial with $6M for Supervisory Failures

LPL Financial has agreed to a censure and $6.5 million fine for several supervisory and compliance failures The White Law Group is...

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