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April 18, 2018
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Blog, Current Investigations, Securities Fraud
Recover your Investment Losses – Boston Advisor James Polese According to reports today, a FINRA arbitrator ordered former advisor James Polese to pay Morgan Stanley $372,000 for fraud, stealing and breach of fiduciary duty. As we told you in January, James Polese pleaded guilty in January to federal criminal
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January 31, 2018
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Current Investigations, Securities Fraud
James Polese and Cornelius Peterson Allegedly stole $500 K from 2 clients Two former Morgan Stanley brokers in Boston have purportedly agreed to plead guilty on fraud charges, according to the U.S. Attorney’s Office in Massachusetts. This comes after the pair was fired in June for allegations of misappropriating
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August 31, 2017
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Current Investigations
James Polese Reportedly Discharged for Allegedly Misappropriating Client Assets According to reports, the Federal Bureau of Investigation has interviewed at least one client of James Polese, a Boston-area broker who Morgan Stanley has dismissed for “allegations of conduct involving misappropriating client assets.”
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August 11, 2017
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Current Investigations, Securities Fraud
James Polese Reportedly Discharged for Allegedly Misappropriating Client Assets According to reports, the Federal Bureau of Investigation has interviewed at least one client of James Polese, a Boston-area broker who Morgan Stanley has dismissed for “allegations of conduct involving misappropriating client assets.”
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