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July 12, 2018
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Blog, Current Investigations, Securities Fraud
Update: Morgan Stanley Advisor Cornelius Peterson – Fraud Charges According to reports, Cornelius Peterson, 29, a former Morgan Stanley advisor, was sentenced to 20 months in prison on June 28 after he admitted that he misused client funds to invest in and support a wind farm project that a friend had decided to
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August 31, 2017
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Current Investigations
James Polese Reportedly Discharged for Allegedly Misappropriating Client Assets According to reports, the Federal Bureau of Investigation has interviewed at least one client of James Polese, a Boston-area broker who Morgan Stanley has dismissed for “allegations of conduct involving misappropriating client assets.”
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August 11, 2017
Comments (0)
Current Investigations, Securities Fraud
James Polese Reportedly Discharged for Allegedly Misappropriating Client Assets According to reports, the Federal Bureau of Investigation has interviewed at least one client of James Polese, a Boston-area broker who Morgan Stanley has dismissed for “allegations of conduct involving misappropriating client assets.”
Read More »