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July 12, 2018
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Blog, Current Investigations, Securities Fraud
Update: Morgan Stanley Advisor Cornelius Peterson – Fraud Charges According to reports, Cornelius Peterson, 29, a former Morgan Stanley advisor, was sentenced to 20 months in prison on June 28 after he admitted that he misused client funds to invest in and support a wind farm project that a friend had decided to
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April 18, 2018
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Blog, Current Investigations, Securities Fraud
Recover your Investment Losses – Boston Advisor James Polese According to reports today, a FINRA arbitrator ordered former advisor James Polese to pay Morgan Stanley $372,000 for fraud, stealing and breach of fiduciary duty. As we told you in January, James Polese pleaded guilty in January to federal criminal
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August 31, 2017
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Current Investigations
James Polese Reportedly Discharged for Allegedly Misappropriating Client Assets According to reports, the Federal Bureau of Investigation has interviewed at least one client of James Polese, a Boston-area broker who Morgan Stanley has dismissed for “allegations of conduct involving misappropriating client assets.”
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August 11, 2017
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Current Investigations, Securities Fraud
James Polese Reportedly Discharged for Allegedly Misappropriating Client Assets According to reports, the Federal Bureau of Investigation has interviewed at least one client of James Polese, a Boston-area broker who Morgan Stanley has dismissed for “allegations of conduct involving misappropriating client assets.”
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